How to Use ISO 9001 to Reduce the Risk from Sarbanes-Oxley

OUTLINE (Return to Main)

Introduction; history of the legislation starting in 1932; acronyms; terms and definitions
The Sarbanes-Oxley law: QMS & EMS can reduce the risk!
How quality & environmental management systems support SOX; auditing to add value
Student Activity 1: Form teams. Assign each team one element of COSO & identify inputs & difficulties from ISO 9001/14001 standpoint
Read out from the activity
Case studies
Student activity 2: Form teams and assign each a specific process. Identify ISO 9001/14001 functions that support COSO for these processes. Discuss issues.
Information technology support of Sarbanes-Oxley
Corporate governance QMS & EMS can reduce the risk!